Performance Report - Actively Managed Certificates

Data as of

Strategy Overview How the US Equity Dynamic Rotation strategies work

The Dynamic Rotation AMCs are systematic long-only and long/short US equity strategies designed to monetise the persistent return dispersion within the S&P 500. The investment thesis rests on an observed structural pattern: in any calendar year — bull or bear — the top quartile of index constituents materially outperforms the average, while the bottom quartile materially underperforms. The strategies isolate that spread through a disciplined, rules-based rotation framework rebalanced monthly, targeting Sharpe ratios of 1.9–2.2 versus 1.0 for the S&P 500 over a ten-year back-test.

Investment Process

A proprietary multifactor model assigns every eligible constituent of the S&P 500 one of four daily trend states: AB (strong) or CD (weak). Signal inputs include absolute and relative price momentum, price–volume–volatility patterns, and a regime-adaptive analysis horizon. Monte Carlo optimisation calibrates factor weights; fundamental overlays (earnings and sales growth, valuation multiples) provide a secondary filter. Long-Only portfolios hold AB names only; Long/Short portfolios run a 150/50 gross (+150% AB / −50% CD). Target construction: 20 longs, 15 shorts. Annual turnover: 800–1,200%.

Risk Controls

Hard constraints at the position and portfolio level: maximum 10% per single name, maximum 30% per GICS sector, minimum $5M average daily traded volume, minimum $2B market capitalisation. Rebalancing is fully systematic — no discretionary overrides. Over the 10-year back-test, the Long-Only model produced a maximum drawdown approximately half that of a 2× levered S&P 500 ETF (SSO) and an average annual drawdown roughly one-quarter as deep, while delivering more than twice the return.

10-Year Back-test — US Mandates (S&P 500 Benchmark)

Long-Only Vol
1.4×
Sharpe 1.9 · Sortino 2.6
Long-Only Return
3.0×
vs benchmark
L/S 150/50 Vol
2.0×
Sharpe 2.2 · Sortino 3.1
L/S 150/50 Return
4.5×
vs benchmark
Fund / Benchmark ISIN 1M 3M 6M YTD Since Inception

Monthly Returns (%)

Past performance is not necessarily indicative of future results. Tracker certificates are structured products issued by UBS AG. Capital is at risk. The instruments are not suitable for all investors and trading in these instruments is considered risky. Source: UBS. Data as of .